Key Features » Risk & Compliance

Fidessa provides sophisticated regulatory compliance tools along with powerful pre- and post-trade risk management tools.

Regulatory Compliance
• Regulatory trade reporting
• Full audit trail for trade and order history
• MiFID best execution analysis and exceptions reporting
• MiFID client classification and appropriateness checking
• RegNMS/OATS reporting

Position & Risk Management
• Trade-date and valued-date positions
• Real-time valuation of all positions
• Flexible, hierarchical book structure
• Consolidated views across desk, area or region
• Book and Position Limit processing
• User and Counterparty pre-trade order checking
• ADR/GDR arbitrage monitoring
• Cross-currency and cash exposure management